Over the past 20 years, researchers and clinicians have made remarkable advances in understanding and treating a variety of sleep and circadian disorders. An improved knowledge of sleep neurobiology, coupled with therapies that target these neural circuits, is now providing much more effective medications and improving quality of life for people with sleep-related movement disorders, hypersomnia, sleep apnoea, and other problems.
One of the most dramatic advances has been in our understanding of the relationship between rapid eye movement (REM) sleep behaviour disorder (RBD) and neurodegenerative disorders. First reported by Mark Mahowald and Carlos Schenk in 1986, RBD at the time seemed to be an idiopathic disorder in which patients did not develop the typical muscle atonia during REM sleep and acted out their dreams. However, by 1996, 11 of the 29 patients in the original cohort had developed parkinsonism.
In the early 2000s, reports from additional cohorts confirmed this finding, and by that time, approximately 80% of the patients in the original cohort had developed a synucleinopathy: Parkinson’s disease, Lewy body dementia, or multiple system atrophy.
Kaplan-Meier analysis showed that approximately half of the patients develop a synucleinopathy within 12–15 years of the onset of idiopathic RBD symptoms, and more than 90% of the patients develop a synucleinopathy by 25 years.
The cause of RBD is now thought to be due to degeneration of neurons in the pons that cause atonia during REM sleep early in the course of a synucleinopathy.
If correct, this mechanism would mean that the synucleinopathy was present many years before it affected motor or cognitive circuits, which is a profound difference from the understanding of these disorders 20 years ago. RBD is often treated with clonazepam, but in patients with RBD who have an underlying movement disorder, this treatment increases the risk of falls. Hence, many movement disorder specialists now treat such patients with high-dose melatonin, despite the absence of randomised, controlled trials to support this practice.
A further area of rapid advance in movement disorders associated with sleep has been in the understanding of restless legs syndrome and periodic limb movements of sleep (PLMS). Restless legs syndrome is an uncomfortable urge to move the legs (and sometimes arms), usually in the evening when sedentary, and PLMS involves frequent kicking movements similar to a triple flexion reflex that can disrupt sleep. Although long viewed as distinct entities, about 80–90% of patients with restless legs syndrome have PLMS, and about 45% of patients with PLMS have restless legs syndrome.
Genome-wide association studies confirmed that some genes, such as BTBD9, increase the risk for both disorders.
The cause of these two movement disorders of the evening and night are not clear. However, the presence of low ferritin in the CSF and reduced iron stores in the brains of patients with restless legs syndrome suggests that iron transport into neurons is impaired.
As a result, patients with restless legs syndrome or PLMS who have low iron stores (blood ferritin concentrations <75 μg/L) are now often treated with iron repletion. Treatment of restless legs syndrome in the past generally relied upon levodopa or dopamine D2 receptor agonists, until it was found that these drugs often cause augmentation of the symptoms with time. Pregabalin and gabapentin are now thought to cause less augmentation than dopamine D2 receptor agonists.
Another major development has been in the understanding of narcolepsy as one of the rare disorders caused by the loss of a single neurotransmitter. Although first described by clinicians in the 1870s, the cause of narcolepsy remained a mystery until about 20 years ago when it was discovered that narcolepsy with cataplexy (brief episodes of emotionally triggered muscle paralysis, similar to the atonia of REM sleep) is caused by a selective and severe loss of the hypothalamic neurons that produce the orexin (hypocretin) neuropeptides,
which results in low CSF orexin concentrations.
This discovery also spurred the recognition of two forms of narcolepsy: type 1, in which patients have cataplexy and low CSF orexin concentrations; and type 2, in which patients do not have cataplexy and have normal orexin concentrations. The orexins usually help drive wakefulness across the day and regulate REM sleep so it occurs only in the night. However, with loss of the orexin neurons, people with narcolepsy type 1 struggle to stay awake during the day and have wakefulness interrupted by REM sleep-related phenomena, such as hypnagogic hallucinations (similar to the dreams of REM sleep), and cataplexy. Mice that do not have the orexin peptides or the orexin neurons also have severe sleepiness and cataplexy, which has enabled researchers to map out the specific neural circuits through which orexins usually function. For example, orexins help promote wakefulness by activating neurons that make histamine, norepinephrine, and dopamine, and this new information has helped spur the development of drugs that increase histamine tone (eg, pitolisant) or norepinephrine and dopamine tone (eg, solriamfetol) to combat daytime sleepiness.
Additionally, several small molecule orexin receptor agonists are being developed and are in clinical trials for treating narcolepsy type 1. These drugs might also help patients who have other causes of daytime sleepiness, such as idiopathic hypersomnia and shift work. Conversely, antagonists that block the two orexin receptors are now clinically available as treatments for insomnia.
The mechanism for the selective loss of the orexin neurons in patients with narcolepsy type 1 was unknown until the past 10 years. Some lines of evidence, such as the strong linkage of narcolepsy type 1 to an immune-modulating gene (HLA-DQB1*06:02), and the increased incidence of the disorder in adolescents after infection with influenza virus or Streptococcus, suggested that the orexin neurons might be the subject of auto-immune attack. This concept received strong support when the incidence of narcolepsy type 1 spiked in people immunised with a specific H1N1 vaccine in Scandinavia and sometimes after infection with H1N1 itself.
T cells have now been identified in patients with narcolepsy type 1 that cross-react with H1N1 proteins and the orexins, suggesting that this type of narcolepsy is caused by an autoimmune attack on the orexin neurons through a process of molecular mimicry.
Researchers are also developing better treatments for obstructive sleep apnoea. In this disorder, relaxation of the airway dilator muscles during sleep results in airway closure, and the patient can become apnoeic or have reduced air flow (hypopnoea), despite efforts to breathe. After a period typically of 10–20 s, the patient awakens with a start, resumes breathing, and usually promptly falls back asleep. This cycle might repeat hundreds of times per night. Although continuous positive airway pressure has been the mainstay of treatment for sleep apnoea, essentially stenting the airway open during sleep, this is not tolerated by many patients.
One advance has been the adaptation of nerve stimulation technology for use on the hypoglossal nerve, which can advance the tongue, reducing airway closure in many patients.
Recent studies of the brain circuitry responsible for arousal from sleep apnoea have suggested a pharmacological approach to suppress the awakening response (which fragments sleep) and augment the re-establishment of airway tone.
A small randomised clinical trial combining atomoxetine (to activate airway dilator pathways) and oxybutynin (to block forebrain arousal and potentiate brainstem airway dilator tone) showed a 75% reduction in the number of airway blockages.
An additional area of great advance has been in the understanding of circadian rhythm disorders. A molecular transcriptional–translational loop mechanism results in a 24 h cycle of clock gene expression that drives daily circadian rhythms, a profound discovery for which the Nobel Prize for Medicine and Physiology was awarded to Michael Rosbash, Jeffrey Hall, and Michael Young in 2017. Rare families have now been identified with advanced sleep phase disorder, in which affected individuals have a circadian clock cycle shorter than the standard 24 h, and so they tend to fall asleep early (eg, around 2000 h to 2100 h) and wake up very early (often at 0300 h or 0400 h). Researchers have now found that this wake–sleep pattern is due to mutations in the clock genes themselves or in associated proteins that modulate the activity of these genes.
In summary, the rapid advances in sleep medicine in the past 20 years underscore the value of a robust dialogue between clinical medicine and basic science. Clinical disorders such as narcolepsy or RBD provide us with intriguing experiments of nature, and laboratory investigations can then help us to understand their mechanisms. Those mechanisms then inform the design of rational and potent therapies.
Source: Lancet